Our Qualifications

Qualifications & Experience

As a Series 7 and 66 licensed financial advisor with over 10 years in fiduciary wealth management, I combine securities expertise with real-world business ownership to deliver results for small business owners.

Professional Credentials

  • Series 7 & 66 Registered: Qualified to provide investment advice, execute trades, and manage portfolios compliantly.

  • Investment Advisor Representative (IAR): Fiduciary duty ensures your interests always come first—no commissions or product sales.

  • Founder, First Street Financial Advisors: Built an independent practice focused on AUM-based portfolio management.

  • Affiliations: Securities offered through Kestra Investment Services, LLC (FINRA/SIPC member); Kestra Advisory Services, LLC.

Unique Business Background

  • Former Winery Owner: Hands-on experience with seasonal cash flow volatility, equipment financing, crop risks, and business exits.

  • Lived the challenges craft beverage owners face daily—gives me insider credibility beyond traditional advisors.

  • Proven track record stabilizing operations while growing personal wealth for entrepreneurs.

Education & Continuous Development

  • Ongoing FINRA compliance training and securities licensing maintenance.

  • Specialized knowledge in small business financial planning, tax-efficient strategies (e.g., 1031 exchanges), and portfolio diversification.

  • Committed to fiduciary excellence through industry resources and peer networks.

Why This Matters for You

My blend of licenses, ownership scars, and client-focused model means practical advice that scales your business success into personal financial security. 

 

Ready to see how this fits your goals? Schedule your free 20-minute cash review.